Welcome to StypersonPOPE…
We provide strategic compliance advice to fund managers, corporate finance houses, business angel networks, EIS funds, unregluated collective investment scheme operators and alternative investment managers. Many of our clients are authorised by the FSA, others are unregulated and want to ensure that they operate within the law. We advise:
- Corporate Finance firms (FSA authorised and exempt);
- Operators of Collective Investment Schemes (UK and overseas);
- Asset Managers;
- Trust Managers;
- Investment firms;
- Funeral Plan Providers; and
- Unregulated businesses including consumer and commercial lenders, start up business incubators, virtual office providers, and recruitment agencies.
- See our Clients page for a few examples…
The services we provide to these firms cover:
- Strategic development;
- Investor relations;
- Management Systems & Controls (SYSC);
- Data Security
- Conduct of Business rules (COBS);
- Training & Competence (T&C);
- Collective Investment Schemes;
- Financial Promotions (the FPO);
- Investor Certification and Categorisation;
- Anti-money laundering (AML);
- Complaints handling; and
- Reporting.
If you think that StypersonPOPE may be able to help your business, please do contact us for an initial discussion. Simon Webber, our MD, can be reached on 07710 260 717 or sw@strategic-compliance.co.uk.
