Styperson POPE

Strategy & Compliance for Investment Firms

Compliance Advice for Boards

It is vital to the devlelopment of any regulated business that the Board is well advised on compliance and that the advice is strategic, not reactive.  It is unlikely that smaller Corporate Finance, Private Equity and Collective Investment firms will need to have a full time team member to advise on or oversee compliance and that is why they should look to an advisor who can be on hand when (and only when) required.

Examples of recent strategic advice to Boards includes:

If you would like to discuss any aspects of strategic compliance advice, please do call or e-mail us.

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